CCMTL 144 (Five Year Rule Review for Step Up To Quality)
Child Care Manual Transmittal Letter No. 144
January 3, 2019
TO: All Child Care Manual Holders
FROM: Cynthia C. Dungey, Director
SUBJECT: Five Year Rule Review for Step Up To Quality

Background:  The Ohio Department of Job and Family Services (ODJFS) is required to review rules every five years.  The following Step Up To Quality (SUTQ) rules contained in Chapter 5101:2-17 of the Ohio Administrative Code have been revised due to the five-year review.  The rules have been restructured into question and answer format to be consistent with all child care chapters and adopted as new rules replacing the existing rule numbers.

New Policy:

The following rules have been amended and will be effective January 6, 2019:

Rule 5101:2-17-01 "Step Up To Quality (SUTQ): program standards" outlines definitions for SUTQ.  This rule has been amended to make the following changes:

  • Added the following definitions: approved related fields, assistant teacher, instructional time, lead teacher, and substitute.
  • Added early childhood education as an approved related field.
  • Corrected the maximum number of points achievable for the five-star-rating to seventy-nine points.
  • Added the words "all of" in meeting the standards to indicate all standards must be met at the time of registration.
  • Removed language instructing programs to upload blank forms or sample documents to more accurately match the requirements of the desk review and the on-site verification visit. 
  • Numbered the standards for easy reference and added the name of each appendix to the bottom of each page.  The following proposed amendments have been made to the standards:

Centers and Family Child Care (FCC) - Changes to All Star Ratings:

  • Learning and Development/Curriculum and Planning – CP 1 Added the K-12 Resource Guide as an option to align with a curriculum. Clarified that the lead teacher has available and can access the ELDS and/or Ohio K-12 Standards or K-12 Resource Guide instead of requiring a hard copy.
  • Learning and Development/Curriculum and Planning – CP 2 Moved definition for "instructional time" to rule 5101:2-17-01.  Clarified that written activity plans must be on file and not submitted at desk review.
  • Administrative and Leadership Practices/Program Administration – PA 1 Eliminated requirement for a summary from the "self-assessment tool" because the information is captured on the assessment itself.
  • Staff Qualifications and Professional Development/Staff Education – SE 1 Added the Administrator, Lead Teacher, and Assistant Teacher School-Age Professional Endorsements as an option to meet education requirements.
  • Staff Qualifications and Professional Development/Professional Development – PD 1 All staff will be prorated based on hire date, regardless of whether they worked in a rated program in the previous biennium. Programs will not be required to have all staff meeting the professional development requirement prior to registration.  Once rated, programs will be required to achieve the PD certificate, with the hours prorated based on the rating date. 

"Each biennium" has been changed to "current or previous biennium".

Centers - Changes to All Star Ratings:

  • Learning and Development/Interaction and Environment – IE 1 Clarified that this is a "classroom self-assessment tool."
  • Administrative and Leadership Practices/Staff Supports – SS 1 Changed the word "process" to "structure" to match the written wage structure requirement.
  • Staff Qualifications and Professional Development/Staff Education – SE 1 The types of approved degrees were consolidated for early childhood education and school-age teachers and are now defined in to rule 5101:2-17-01. 

Centers – Change to One Star Rating:

  • Staff Qualifications and Professional Development/Staff Education – SE 1 Added Administrator Credential 2 as an option for an administrator to meet the education requirements.  

Centers and FCC- Changes to One Star Rating:

  • Learning and Development/Curriculum and Planning – CP 1 Clarified that the prescribed JFS 01508 "Action Plan for Selecting a Curriculum for Step Up To Quality" (SUTQ) is only for programs that have not selected a curriculum.

Centers- Changes to Two- to Five-Star Ratings:

  • Administrative and Leadership Practices/Staff Supports – SS 2 Added "Paid professional membership" back in as an approved staff support.

Centers and FCC - Changes to Two- to Five-Star Ratings:

  • Learning and Development/Curriculum and Planning – CP 2 Removed "social studies and science appropriate to the age group served and developmentally appropriate" in order for programs to align activity plans to their program.
  • Learning and Development/Child Screening and Assessment – CSA 1 Programs "record" not "submit" the name of the screening tool. Streamlined and removed duplicative language.
  • Administrative and Leadership Practices/Program Administration PA 2 Clarified that "at least one action step" is required for the two-star rating and "at least two action steps" for the three- and four/five- star ratings for annual continuous improvement plans.
  • Administrative and Leadership Practices/Program Administration – SM 2 Added a statement for initial registrations that requires PD plans to be created for any individual who has been employed for more than 30 days.
  • Family and Community Partnerships/Transitions – T2 Removed "The lead teacher (if not the program owner) shall be able to describe the age appropriate activities used to help children prepare for transitions." This is no longer an interview question.
  • Family and Community Partnerships/Transitions – T3 Added that both programs and parents determine what records can be shared during the transition.
  • Family and Community Partnerships/Community Engagement – CE 4 Programs provide families with one health and one child development topic at one time or separately.

Centers and FCC - Changes to Three- to Five-Star Ratings:

  • Learning and Development/Curriculum and Planning – CP 2 Added a requirement for lead teachers to explain the activity planning process including how they implement the curriculum and child assessment.
  • Learning and Development/Child Screening and Assessment – CSA 1 Clarified screening tool requirements. Replaced "provide" with "submit" for written documentation outlining a program's referral process.
  • Learning and Development/Child Screening and Assessment – CSA 1, and CSA 3 Clarified screening and assessment by separating the requirements.  
  • Learning and Development/Child Screening and Assessment – CSA 3 Clarified that informal assessments are required for school-age children. Removed requirement to share results of school-age informal assessments with families.
  • Learning and Development/Interaction and Environment – IE 1 Clarified that programs need to maintain written documentation of the completions of the classroom self-assessment instead of submitting the assessment to ODJFS.
  • Learning and Development/Interaction and Environment – IE 2 Added at least one area of improvement needs to be identified. Clarified that "at least one action step" is required for an identified area of improvement.
  • Learning and Development/Interaction and Environment – IE 3 Clarified that the "Ohio Classroom Observation Tool (OCOT)" is the tool used.
  • Administrative and Leadership Practices/Staff Management – SM 1 Added "position" to the list of documentation required for formal observations.
  • Family and Community Partnerships/Communication and Engagement – CE 6 Replaced "organizes" with "offers" and "provided” with "offered".  
  • Family and Community Partnerships/Communication and Engagement – CE 7 Separated community resources from the referral process. Added that a program needs a description of its referral policy including how it communicates available community resources for obtaining screenings to families.  

Centers – Changes to Four/Five-Star Ratings:

  • Staff Qualifications and Professional Development – SE 1 Clarified that the bachelor's degree can be in any field with a CPL 5.

Centers and FCC - Changes to Four/Five-Star Ratings:

  • Learning and Development/Child Screening and Assessment – CSA 5 Clarified language for on-going child assessment results. Clarified that on-going informal assessments only are required for school-age children.
  • Administrative and Leadership Practices/Program Administration – PA 4 Added conducting a meeting as additional option for programs to meet this standard.
  • Administrative and Leadership Practices/Staff Management – SM 4 Clarified that the JFS 01509 should be submitted.

FCC - Changes to All Star Ratings: 

  • Staff Qualifications and Professional Development/Professional Development- PD 1 Clarified the standard by separating it into two paragraphs and changed the language to "The program owner achieves and maintains the Step Up To Quality Professional Development Certificate each biennium." and; "All child care staff achieve and maintain the Step Up to Quality Professional Development Certificate each biennium."

FCC – Changes to One Star Rating:

FCC – Changes to One and Two-Star Ratings:

  • Staff Qualifications and Professional Development/Staff Education – SE 1
    Removed high school diploma or general education development (GED) for
    program owner as this is a requirement for licensure.

FCC – Changes to Two- to Five-Star Ratings:

FCC - Changes to Three- and Four/Five-Star Ratings:

  • Staff Qualifications and Professional Development/Staff Education – SE 1 The types of approved degrees were consolidated for early childhood education and school-age teachers and are now defined in to rule 5101:2-17-01. 

Rule 5101:2-17-02 "Step Up To Quality (SUTQ): eligibility for registration" outlines the eligibility requirements for SUTQ.  This rule has been amended to make the following changes:

  • Added the program must ensure that staff roles, schedules and hires dates are linked to the program and maintained in the OPR.
  • Clarified language on serious risk non-compliances.
  • Removed day camps, in-home aides, and border state child care providers as unable to register for SUTQ since they are not licensed by ODJFS and registration is already limited to licensed programs.
  • Removed the restriction prohibiting programs from registering for SUTQ within the first six months of the provisional period.  This will allow programs to register for SUTQ at any time once licensed.
  • Added requirement that children be enrolled and attending the program at time of the on-site verification visit.
  • Removed the requirement that SUTQ standards cannot be met by violating a licensing rule.
  • Added documentation cannot be falsified to meet the standards.
  • Removed the requirement to wait six months before beginning a registration if the rating was discontinued or not renewed.

Rule 5101:2-17-03 "Step Up To Quality (SUTQ): desk reviews, onsite verification visits and star rating awards" outlines the process for completing the desk reviews, onsite verification visits and the star rating process.  This rule has been amended to make the following changes:

  • Clarified language on rating effective dates, including allowing a program to have a rating become effective during its provisional period.
  • Replaced "immediately" with "expedited" for programs with multiple rated programs.
  • Indicated that the rating will continue if the provider changes location or changes provider type for family child care.
  • Added a rating is immediately discontinued if program fails to register by day two hundred seventy.
  • Removed the requirement to wait six months before beginning a registration if the rating was discontinued. 
  • Added a reference to the county agency since the agencies will be responsible for one and two-star rated family child care programs.
  • Clarified language for marketing materials.

Rule 5101:2-17-04 "Step Up To Quality (SUTQ): changes, renewals, removals or requests to withdraw a SUTQ rating" outlines the process for changes, renewals, removals or requests to withdraw a SUTQ rating.  This rule has been amended to make the following changes:

  • Removed the requirement to wait six months before beginning a registration if the rating was discontinued or withdrawn.
  • Changed the accumulation of points from eighteen to twenty-four.
  • Added the look back period only includes points accumulated in inspections completed after the reduction or removal.
  • Added a reference to the county agency since the agencies will be responsible for one and two-star rated family child care programs.  

Rule 5101:2-17-05 "Step Up To Quality (SUTQ): request for review" outlines the requirements for programs to request a review for SUTQ rating decisions. This rule has been amended to make the following changes:

  • Clarified that a request can be made to review a rating decision.
  • Included that a program can request a review of the rating decision as of the date of the letter indicating the removal or reduction of the star rating and to clarify language.

Rule 5101:2-17-06 "Step Up To Quality (SUTQ): County Agency Responsibilities" outlines the requirements of the county agency for SUTQ.  This rule has been amended to update the county agency responsibilities.

If you have any questions, please contact the Child Care Policy Help Desk at 1-877-302-2347, option 4.