BACKGROUND
The Ohio Department of Job and Family Services (ODJFS) is
issuing this Procedure Letter in accordance with the 2024-2025 Operating
Budget, Amended Substitute House Bill 33 of the 135th General Assembly (HB 33),
which was signed by Governor Mike DeWine on July 4, 2023. The provisions of HB
33, including the statutory changes summarized below, become effective on
October 3, 2023.
PURPOSE
This Procedure Letter provides information and guidance to
Public Children Services Agencies (PCSAs), Private Child Placing Agencies
(PCPAs) and Private Non-Custodial Agencies (PNAs) in accordance with statutory
changes included in HB 33. Several Ohio Administrative Codes (OAC) will be
amended or developed after the Ohio Revised Codes (ORC) effective date(s) due
to five-year rule reviews and workgroups in process. These processes allow
additional time to engage stakeholders in gathering feedback and suggestions to
assist in revisions to OAC rules, child protection programming, and
enhancements to Automated Systems.
SUMMARY
The following provides a detailed summarization of statutory
changes, with applicable ORC sections. PCSAs, PCPAs and PNAs are responsible
for adjusting practice in accordance with these new statutory requirements
effective October 3, 2023.
- Records
of Adults Formerly Placed in Foster Care
- Abused Child
Definition
- Deserted Child
- Electronic
Reporting
- Alleged
Perpetrator Notification, Appeal Process, and Expungement
- Prevention
Referrals
- Continuous
Certification
- Scholars
Residential Center
- Interstate Compact on Placement
of Children
- Criminal
Records Check
Records of Adults Formerly Placed in Foster Care |
ORC Section 5153.17
Maintenance of records.
- Requires a PCSA to allow an adult who was
formerly placed in foster care to inspect records pertaining to the time in
foster care upon request.
- Allows the PCSA’s executive director or the
director’s designee to redact information that is specific to other
individuals if that information does not directly pertain to the adult.
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Guidance: Upon request by an adult formerly placed
in foster care, the PCSA is recommended to consult with the agency’s legal
counsel to determine the process and inspection to records pertaining to the
adult’s time placed in foster care. The records may include medical, mental
health, educational, legal, and a summary of reasons why the adult was placed
in foster care.
When providing information to the adult formerly placed in
foster care, it is important to consider the information being viewed may be
traumatizing. It is recommended the adult have a trusted person or mental
health counselor present to provide support.
The PCSA executive director or designee is to redact
information specific to other individuals identified in the information
provided. The PCSA is not to release the identities of the referent/reporter
or any other individual who provided information during the course of an
assessment/investigation. For additional confidentiality and dissemination
requirements, refer to OAC rule 5101:2‑33‑21
Confidentiality and dissemination of child welfare information.
The PCSA may release any records pursuant to OAC rules 5101:2‑38‑08,
5101:2‑42‑19,
5101:2‑42‑66.2,
and 5101:2‑42‑87
that would have been released to the adult’s parent, guardian, custodian, pre-finalized
adoptive parent or to the adult at the time they emancipated from care.
The PCSA is to document the request and details of the
information provided to the adult in Ohio SACWIS by entering an Activity Log
in the family case record.
Next Steps: 5101:2‑33‑21
Confidentiality and dissemination of child welfare information will be revised
to reflect the statutory requirements.
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Abused Child Definition |
ORC Section 2151.031 Abused
child defined.
- Expands the definition of “abused child” by
adding a child who is the victim of disseminating, obtaining, or displaying
materials or performances that are harmful to juveniles if the activity would
constitute a criminal sexual offense.
- Definition includes “caretaker” to align with
current child protective services practice in serving families in which an
alleged perpetrator is a caretaker having routine responsibility for the care
of a child and not the parent, guardian, or custodian.
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Guidance: PCSAs are to receive and complete a
screening decision of allegations of abuse if an alleged perpetrator is
identified as a caretaker.
“Caretaker” is
defined as a person with whom the child resides or the person responsible for
the child’s daily care. This includes, but is not limited to, the parent,
guardian, custodian, or an out-of-home care setting employee.
Next Steps: OAC rule 5101:2‑1‑01
Children services definitions of terms will be updated to reflect the above changes to “Abused child.” Several terms and definitions in Chapter 5101:2-36
Screening and Investigation are impacted and
these rules will be amended as a part of the five year rule review process.
In addition, the Ohio
Child Protective Services Screening Guidelines will be updated to reflect the
definition revisions.
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Deserted Child |
ORC Sections: 2151.3515 Desertion of child definitions. 2151.3516 Delivery of child by parent to persons authorized to take possession
of deserted child. 2151.3517
Persons authorized to take possession of deserted child.
- Adds “Peace officer support employee” as an individual
authorized to take possession of a deserted child.
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Guidance: “Peace officer
support employee” is defined as an authorized person employed by a law
enforcement agency who is acting under the direction of a peace officer.
PCSAs are to categorize a
referral as a deserted child and conduct a deserted child assessment/investigation
if a peace officer support employee takes possession of a child fewer than
thirty-one days old and left voluntarily by the child’s parent with no intent
of returning. For additional deserted child assessment/investigation
requirements, refer to OAC rule 5101:2‑36‑06
PCSA requirements for a deserted child assessment/investigation.
Next Steps: OAC rule 5101:2‑36‑06
PCSA requirements for a deserted child assessment/investigation will be revised to reflect the statutory
requirements.
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Alleged Perpetrator Notification, Appeal Process,
and Expungement |
ORC Sections: 2151.421 Reporting child abuse or neglect. 5101.136 (New – not posted on Ohio Laws as of the
publication of this PL) 5101.137 (New – not posted on Ohio Laws as of the
publication of this PL)
- Requires a PCSA that investigated a report of
child abuse or neglect to provide the alleged perpetrator written
notification of the investigation’s disposition and of the person’s right to
appeal the disposition. The notification period has been expanded to five
business days after the determination of a disposition.
- Requires when a person requests ODJFS to
conduct a search of whether that person’s name is in the alleged perpetrator
registry in Ohio SACWIS, that ODJFS send a letter to the person indicating
that a “match” exists if a search reveals a “substantiated” disposition.
- Establishes a stakeholder workgroup led by
ODJFS to develop an expungement policy regarding dispositions of child abuse
or neglect in Ohio’s SACWIS Alleged Perpetrator Registry by March 1, 2024.
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Guidance: PCSAs are to utilize the alleged
perpetrator notification letter currently accessible to generate within Ohio
SACWIS. The notification is to be sent to the alleged perpetrator within five
business days of the determination of the disposition.
To generate the alleged perpetrator disposition
notification letter in Ohio SACWIS: - 1.Click the reports link for the
associated intake. The Reports screen appears.
- 2.From the Generate Document drop-down
menu, select Assessment/Investigation Disposition Letter – Alleged
Perpetrator.
- 3.Click Select. The Document Details
screen displays.
- 4.Complete the details on the screen and click Generate
Report.
Next Steps: ODJFS held listening sessions with
various stakeholders in May and June 2023 to discuss current practice
application and procedure on alleged perpetrator notification and processes
in place for the report disposition appeal process. Feedback from these
sessions will be considered and incorporated into required OAC rule revisions
in Chapter
5101:2-36, practice application and guidance, and notification letter
updates.
The alleged perpetrator disposition notification is being
redesigned to improve readability to further understand the content and
clarify the individual’s rights to due process.
A workgroup comprised of internal and external
stakeholders will inform policy development regarding expungement.
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Prevention
Referrals |
ORC Sections 5153.16 Duties of agency. 2151.421 Reporting child abuse or neglect. 2151.423 Disclosure of confidential information to protect
children.
- Requires a PCSA to enter into a contract with
an agency providing prevention services in an effort to prevent neglect or
abuse, enhance a child’s welfare, and to preserve the family unit intact.
- Permits an agency to refer a screened-out
referral to an agency providing prevention services if a child is determined
to be a candidate for prevention services to make efforts to prevent neglect
or abuse, enhance a child’s welfare, and to preserve the family unit intact.
- Requires a PCSA to disclose confidential
information discovered during an investigation conducted pursuant to section
2151.421 or 2151.422 of the Revised Code to any agency providing prevention
services to the child that needs the information to carry out its
responsibilities to protect children from abuse or neglect.
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Guidance: PCSAs are permitted to refer screened out
intakes for prevention services when a local service is available and meets
the identified need(s) of the family. - The name and information of the original
referent to the PCSA is not to be disclosed.
- Consideration should be given to each family’s
need and each prevention agency’s availability and capacity.
- All prevention referrals for screened out
intakes are to be documented in Ohio SACWIS in an Activity Log and linked to
the applicable screened out intake. Documentation is to include the name of
the agency the Intake was referred to and the date of the referral for
prevention services.
Relevant Prevention Services
are defined as services that address a family’s need that may place the
family at risk for child maltreatment, including, but not limited to: - Information and referral services to locally
available community supports and treatment (i.e., food banks, housing
supports, transportation, pregnancy centers, etc.)
- Parent education and skill building
- Financial assistance and literacy
- Access to economic and concrete supports
- Family coaching and in-home services
- Basic life skills
- Mental health and substance misuse treatment
- Domestic and family violence intervention
services
- Early childhood education and care services
- Multisystem youth supports and wraparound
services
- Juvenile justice services
- Kinship services
Next Steps: OAC rules 5101:2‑33‑21
Confidentiality and dissemination of child welfare information and 5101:2‑36‑01
Intake and screening procedures for child abuse, neglect, dependency and
family in need of services reports; and information and/or referral intakes
will be revised to reflect the statutory changes.
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Continuous Certification |
ORC Section 5103.03 Rules for
adequate and competent management of institutions or associations.
- Removed language referring to
“recertification” for both agencies and foster caregivers.
- Allows ODJFS to implement a continuous
certification period for agencies and caregivers.
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Guidance: Agencies
are to continue to follow the current certification process in OAC
rules. Ongoing modifications to rules and automated systems are underway to
support the ORC changes. The incorporation of the ORC changes will occur in
phases. ODJFS will continue to communicate changes in practice and
application to assist in a smooth transition of certification
activities.
Next Steps: OAC
rules are in the process of being revised to address continuous
certification. The major rules
impacted are:
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Scholars Residential Center |
ORC section
5103.021 Scholars Residential Centers. (New – not posted on Ohio Laws as
of the publication of this PL)
- Establishes and regulates Scholars Residential
Center (SRC) as a new facility type that will not be required to meet all the
QRTP requirements or treatment service requirements.
- Specifies SRCs are not permitted to receive
Title IV-E funding or any associated Title IV funds related to child
welfare.
- Limits youth placement to youth placed by
their parent or legal custodian.
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Guidance:
Once rules are effective, agencies with a SRC function will be
responsible for meeting revised rule requirements and submitting waivers in
the future for any new requirement they are requesting exemption. No impact on PCSAs. Next Steps: The following rules have been
amended or created and are undergoing the rule promulgation process to
address the requirements for Scholars Residential Centers including the
certification requirements, allowable waivers, and exemption as a QRTP.
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Interstate Compact on the placement of Children |
ORC Sections
5103.20 Interstate Compact on Placement of Children.
- Aligns
code with current language of the proposed new ICPC that makes changes
primarily to jurisdiction and placement requirements.
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Guidance:
These changes in the law will not go into effect until 35 states have
ratified the revised ICPC. All current processes and requirements remain, no
change to agency practices. Next
Steps: ODJFS will provide additional instructions once the revised ICPC
is ratified and goes into effect. |
Criminal Records Checks |
ORC Section 109.572 Criminal Records Check.
- Numerous prohibitive offenses were added to
the criminal background record checks for resource and adoptive homes and
agency staff.
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Guidance: PCSAs, PCPAs and PNAs are to utilize the
below chart in additional to the appropriate current disqualifying offenses appendix
when reviewing convictions returned on an individual who is a foster and
adoptive caregiver/applicant, household member, or an employee.
ORC
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Offense
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Misdemeanor
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Felony
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2151.421
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Reporting child
abuse
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Review rehab
criteria for caregiver/household member/employee
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N/A
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2903.32
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Female genital
mutilation
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.10
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Abortion related
to finding of down syndrome
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.121
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Unlawful abortion
upon minor
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.123
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Unlawful
distribution of an abortion-inducing drug
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.124
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Unlawful
performance of a drug-induced abortion
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.13
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Abortion
manslaughter; failure to render medical care to an infant born alive
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.15
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Dismemberment
abortion
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.151
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Partial birth
feticide
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.17
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Terminating or
attempting to terminate human pregnancy after viability
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.193
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Determination of
detectable fetal heartbeat
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.194
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Procedure after
detection of fetal heartbeat
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.195
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Performance of
abortion after detection of fetal heartbeat
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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2919.201
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Abortion after
gestational age of 20 weeks
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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Non-rehabilitation
offense – caregiver/employee cannot be approved
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PCSAs, PCPAs, and PNAs are to utilize only the
conviction codes on the above chart along with the Appendix A of 5101:2‑42‑18
PCSA and PCPA approval of placements with relative and nonrelative substitute
caregivers when completing a kinship home assessment pursuant to OAC rule
5101:2‑42‑18.
The rehabilitation criteria for the new and existing criminal
convictions for kinship applicants and household members are found in OAC
rule 5101:2‑42‑18.
Next Steps: The
following OAC rules are/will be revised to reflect the statutory changes: |
INSTRUCTIONS
The following chart indicates what materials should be removed
from the Family, Children and Adult Services Manual (FCASM) and what materials
are to be inserted in the FCASM.
LOCATION
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REMOVE AND FILE AS OBSOLETE
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INSERT/REPLACEMENT
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PROCEDURE LETTERS
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FCASPL 412
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