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WIOAPL 15-14 (Needs-Related Payments [NRPs] Using Adult and Dislocated Worker Formula Funds)
Workforce Innovation and Opportunity Act Policy Letter No. 15-14
July 15, 2015
TO: Workforce Innovation and Opportunity Act (WIOA) Local Workforce Development Boards (WDBs), Fiscal Agents, and OhioMeansJobs Center Operators
FROM: Cynthia C. Dungey, Director
SUBJECT: Needs-Related Payments (NRPs) Using Adult and Dislocated Worker Formula Funds

I.Purpose

The purpose of this policy is to provide guidance on formula funded NRPs to be provided to eligible adult and dislocated workers. This policy applies to all eligible individuals served with formula funds by the local areas.

II.Effective Date

July 1, 2015

III.Background

NRPs provide financial assistance to participants for the purpose of enabling individuals to participate in training programs, and are one of the supportive services authorized by section 134 (d)(3) of the WIOA. Federal regulations require that payments must be based on financial need.

IV.Requirements

A.Eligibility for Needs-Related Payments

Receiving NRPs is not an entitlement for eligible participants.

Adult Eligibility

To be eligible for NRPs, an adult must:

  • Be unemployed;
  • Be qualified for or ceased to qualify for Unemployment Compensation (UC); and
  • Be enrolled in a program of training services under section 134 (c)(3) of the WIOA.

Dislocated Worker Eligibility

Eligibility is based upon the family's financial need, as well as the participant's enrollment into training and ineligibility for Unemployment Compensation (UC) and Trade ReAdjustment Allowance (TRA) assistance. This two-part determination is described below.

Part 1 - Financial Need

1.Individuals must have a three-month family income of less than the lower living standard income level (LLSIL).

2.Determination of financial need may be determined up to 90 days prior to the start of training. This initial determination of eligibility is based on family income from the prior three (3) months.

AND

Part 2 - Training and UC/TRA Status

1.Be unemployed, and:

a.Have ceased to qualify for UC or TRA; and

b.Be enrolled in a program of training services underthe WIOA by the end of the 13th week after the most recent layoff that resulted in a determination of the worker's eligibility as a dislocated worker, or, if later, by the end of the 8th week after the worker is informed that a short-term layoff will exceed six (6) months.

If, due to the lack of funds in the State or local area at the time of a dislocation, unemployed individuals served by a project are not able to meet the 13th or 8th week deadline for enrollment in training, as set forth in section 134 (d)(3)(B) of the WIOA, then such individuals may be eligible for needs-related payments if they are enrolled in training by the end of the 6th week following the date of the funds award.

2.Be unemployed and did not qualify for UC or TRA.

If the participant is not initially eligible and his or her financial situation changes during the course of training, eligibility may be re-determined throughout the course of participation. However, the timeframe requirements for beginning training (if applicable) and the family income requirements must be met in order to begin issuing NRPs.

If these eligibility requirements are met, individuals may be awarded NRPs from WIOA funding prior to the start date of training classes for the purpose of enabling the individual to participate employment and training services that begin within thirty (30) calendar days.

Note: Verification demonstrating proof of UC payments, amounts paid, and the fact that the participant is no longer receiving benefits, all need to be part of the participant's file.

B.Level of Payments and Conditions

Adults

The level of NRP made to adults may not exceed the equivalent weekly amount of the local area's annual 100 percent LLSIL for a family of one.

Dislocated Workers

The level of NRPs for participants may not exceed the following:

1.For participants who were eligible for unemployment compensation (UC) as a result of the qualifying dislocation, and who are no longer receiving benefits, the weekly payment may not exceed the applicable weekly level of the unemployment compensation benefits; or

2.For participants who did not qualify for unemployment compensation as a result of the qualifying layoff, the weekly payment will be equal to the poverty level based on family size and income for an equivalent period.

C.Participant Training Requirements

Weekly payments may begin on the Monday after both eligibility and training enrollment criteria have been met.

If the participant has been accepted into a training program that will begin within 30 calendar days of the determination of NRP eligibility, payments may be awarded prior to the start date of the training classes for the purpose of enabling the participant to enroll in the program. All training participants must be enrolled and attending full-time training as defined by the school, and maintain a minimum grade point average (GPA) of 2.0 to continue receiving NRPs.

When a participant has a break in training of less than 30 business days (not counting weekends or holidays), the participant is still eligible for NRPs and will receive the weekly NRP. If the break in training is greater than 30 business days, the participant will not receive the NRPs for that period until the participant's training program begins.

In the event that training is delayed, NRPs may be paid while a participant is waiting to start training classes provided the participant has been accepted in a training program that will begin within 30 calendar days.

In the event the participants' circumstances prevent them from beginning training, or the training is further delayed (over 30 days), the case manager must make the participant aware of the need to disclose this information to avoid disallowed costs. The provider must also inform the case manager of delays to their training program.

NRP funds may be used only during the period in which an individual participates in WIOA training.

NRPs must be immediately terminated for any participant who fails to meet one of these training requirements.

D.Training Services

Program training services are a structured regimen leading to recognized post-secondary credentials, industry-recognized credentials, employment, and measurable skill gains toward credentials or employment.

Types of training may include:

  • Occupational skills training, including training for nontraditional employment;
  • Programs that combine workplace training with related instruction, which may include cooperative education programs;
  • Training programs operated by the private sector;
  • Skills upgrading and retraining;
  • Entrepreneurial training;
  • Job readiness skills;
  • Adult education and literacy activities provided in combination with any other training service listed above; and
  • Customized training with a commitment by an employer or group of employers to employ an individual upon successful completion of the training.

E.Continuing Eligibility to Receive NRPs

Participants receiving NRPs must re-qualify for these benefits during the period of the training program every ninety days from the date of the original determination. This re-determination shall be based on the family income for the previous ninety day period. Any income from NRPs will not be included. The total revised family income so determined shall continue to be annualized to determine the participant's current eligibility for NRPs. Where the revised family income exceeds the LLSIL, the eligible participants shall not be eligible for NRPs. Where the revised family income does not exceed the LLSIL, the eligible participant shall continue to receive NRPs. NRPs are not allowable for participants receiving UC, TRA, OJT, and relocation assistance.

F.WDB Policy Requirements

Adult and dislocated worker formula funded NRPs are an allowable support service where authorized by the local workforce development boards. It is a local WDB decision to allow or prohibit the payment of NRPs. The local WDB supportive service policy must indicate whether or not NRPs are available to eligible participants.

Additionally, local WDBs offering NRPs must develop a NRP policy to include language requiring the participant to report the inability to participate due to unforeseen circumstances. Also, the policy must include the payment level determined for adults and dislocated workers.

V.Monitoring

Through the state's monitoring system, program monitors will review the area's documentation of disclosing whether or not a NRPs will provided within the guidelines of this policy and within federal laws and regulations during the annual onsite monitoring review. Any issues will be handled through the state's monitoring resolution process.

VI.Technical Assistance

For additional information, you may send your questions to the Office of Workforce Development: OWDPOLICY@jfs.ohio.gov.

For technical assistance, you may send your request to the Office of Workforce Development: WIAQNA@jfs.ohio.gov.

VII.References

Workforce Innovation and Opportunity Act, Public Law 113-128

USDOL, Training and Employment Guidance Letter No. 17-05, Common Measures Policy for the Employment and Training Administration's (ETA) Performance Accountability System and Related Performance Issues, (February 17, 2006).

USDOL, Training and Employment Guidance Letter No. 7-99, Core and Customer Satisfaction Performance Measures for the Workforce Investment System, (March 03, 2000).

Rescission

ODJFS, Workforce Investment Act Policy Letter No. 08-14, Needs-Related Payments (NRPs) - WIA Adult/Dislocated Worker Formula Funds, (August 10, 2009).