(A) The public
children services agency (PCSA) shall conduct an assessment/investigation if a
neglect report alleges the withholding of medically indicated treatment from a
disabled infant with a life-threatening condition(s)condition.
(1) The
withholding of medically indicated treatment is the refusal to provide
appropriate nutrition, hydration, medication or other medically indicated
treatment from a disabled infant with a life-threatening condition.
(2) Medically
indicated treatment includes the medical care most likely to relieve, or correct,
the life-threatening condition. Nutrition, hydration, and medication, as
appropriate for the infant's needs, are medically indicated for all disabled
infants; as well as, the completion of appropriate evaluations or consultations
necessary to assure that sufficient information has been gathered to make
informed medical decisions on behalf of the disabled infant.
(3) In determining
whether treatment is medically indicated, reasonable medical judgments made by
a prudent physician, or treatment team, knowledgeable about the case and its
treatment possibilities are considered. The opinions about the infant's future
"quality of life" are not to bear on whether or not a treatment is
judged to be medically indicated. Medically indicated treatment does not include
the failure to provide treatment to a disabled infant if the treating
physician's medical judgment identifies any of the following:
(a) The disabled
infant is chronically and irreversibly comatose.
(b) The provision
of the treatment is futile and will prolong dying.
(c) The provision
of the treatment would not be effective in ameliorating or correcting all of
the disabled infant's life threatening conditions.
(d) The provision
of such treatment to the disabled infant is inhumane.
(B) The PCSA shall
initiate the screened in medical neglect report in accordance with the
following:
(1) Complete
face-to-face or telephone contact with the health care facility's
administrator, or designee, within one hour from the time the referral was
screened in as a report.
(2) Obtain the
following information from the health care facility's administrator, or
designee, regarding the current condition of the disabled infant, including but
not limited to:
(a) The physical
location of the disabled infant within the hospital, e.g., emergency room,
neonatal intensive care unit, labor and delivery, sixth floor, etc.
(b) The disabled
infant's age.
(c) The disabled
infant's diagnoses or diagnosis and the prognosis.
(d) The problem medical condition
requiring treatment.
(e) The immediate
actions necessary to keep the disabled infant alive.
(f) Whether or
not the withholding of life-sustaining treatment has been recommended.
(g) Whether or not
the withholding of life-sustaining treatment has been implemented.
(h) Whether or not
the parent, guardian, or custodian has refused to consent to life-sustaining
treatment.
(i) Whether or
not the hospital chose to sustain life-supporting care for the immediate
future, preceding ninety-six hours from the date and time the PCSA initiated
the report, while the assessment/investigation is underway.
(j) Whether or
not sustenance (food or water, whether given orally or through an intravenous
or nasogastric tube) or medication is being denied.
(C) The PCSA shall
document in the case record the date, time, and with whom the
assessment/investigation was initiated.
(D) The PCSA shall
involve a qualified medical consultant within twenty-four hours from the time
the referral was screened in as a report to assist in the evaluation of the
disabled infant's medical information, including medical records, obtained
during the preliminary medical assessment.
(E) If the PCSA
determines the child to be in immediate danger of serious harm, the PCSA shall
follow procedures outlined in rule 5101:2-37-02 of the Administrative Code.
(F) The PCSA shall
pursue any legal remedies, including the initiation of legal proceedings in a
court of competent jurisdiction, to provide medical care or treatment for a
child if such care or treatment is necessary to prevent or remedy serious harm
to the child or to prevent the withholding of medically indicated treatment
from a disabled infant with a life-threatening condition.
(G) The PCSA shall
attempt a face-to-face contact in order to conduct an interview with the
alleged disabled infant's parent, guardian, or custodian no later than
twenty-four hours from the time the referral was screened in as a report. The
purpose of the interview is to:
(1) Inform the
parent, guardian, or custodian that a neglect report alleging the withholding
of medically indicated treatment to a disabled infant has been accepted by the
PCSA.
(2) Inform the
parent guardian, or custodian of the purpose of the assessment/investigation.
(3) Seek parental
consent for medically indicated treatment, if applicable.
(4) Confirm
parent, guardian, or custodian's name and identifying information.
(5) Determine if
parent, guardian, or custodian agrees on the course of action to be followed.
(6) Determine if
the parent, guardian, or custodian was presented with all treatment options by
the medical treatment team.
(7) Determine if
the prognosis of the disabled infant was presented to the parent, guardian, or
custodian.
(8) Assess if the
parent, guardian, or custodian understands the information provided by the
medical treatment team.
(9) Determine the
nature and degree of parental involvement in the decision to deny treatment or
sustenance to the alleged child victim, if applicable.
(10) Assess if
appropriate counseling services have been made available to the parent,
guardian, or custodian.
(11) Refer the
parent, guardian, or custodian to appropriate counseling services, if
applicable.
(12) Determine if
the parent, guardian, or custodian was provided information to facilitate
access to available services for disabled persons and family members.
(13) Assist the
parent, guardian, or custodian in accessing needed services, if applicable.
(14) Determine if
the parent, guardian, or custodian participated in the hospital review process.
(15) Determine if
the parent, guardian, or custodian was provided with or has access to the
results of the hospital review process.
(H) If the
attempted face-to-face contact with the disabled infant's parent, guardian, or
custodian as specified in paragraph (G) of this rule is unsuccessful, the PCSA
shall continue making attempts of face-to-face contact at least every five
working days until face-to-face contact occurs or until the PCSA is required to
make a report disposition pursuant to paragraph (O) of this rule.
(I) The PCSA
shall complete the JFS 01401 "Comprehensive Assessment Planning Model -
I.S., Safety Assessment" (rev. 2/2006) pursuant to rule 5101:2-37-01 of
the Administrative Code within four working days from the date the report was
screened in.
(J) The PCSA
shall document in the case record the date and time of the contact, or
attempted contacts.
(K) The PCSA
shall, in cooperation with the medical consultant, conduct and document
interviews with the attending physician and health care facility staff. The
purpose of the interviews is to:
(1) Determine the
measures that the health care facility staff attending to the disabled infant
has taken to provide medically indicated treatment to the disabled infant.
(2) Determine
whether or not the disabled infant's attending physician, with the consent of the
disabled infant's parent, guardian or custodian will sustain needed
life-supporting care for twenty-four hours while the PCSA continues the
assessment/investigation.
(3) Determine if
any of the following conditions of and risk to the disabled infant were
concluded by the attending physician's and/or staff's assessment:
(a) The disabled
infant is chronically and irreversibly comatose.
(b) The provision
of medical treatment will merely prolong dying, not be effective in
ameliorating or correcting all of the disabled infant's life-threatening
conditions, or otherwise be futile in terms of the survival of the disabled
infant.
(c) The provision
of medical treatment will be virtually futile in terms of the survival of the
disabled infant and the treatment itself under such circumstances will be
inhumane.
(4) Verify if
plans have been made to convene a meeting of the health care facility review
committee or to adopt the recommendations of the appropriate health care
facility review committee, and the meeting has been held.
(5) Confirm the
disabled infant's age.
(6) Confirm the
disabled infant's diagnoses or diagnosis.
(7) Determine if
the disabled infant's life is endangered.
(8) Determine if
the withholding of life-sustaining treatment is recommended.
(9) Determine if
the withholding of life-sustaining treatment is implemented.
(a) Identify the
treatment necessary for the disabled infant's life or health being denied.
(b) Determine if
sustenance (food or water, whether given orally or through an intravenous or
nasogastric tube) or medication is being denied.
(10) Determine if
the parent, guardian, or custodian refused to consent to life-sustaining
treatment.
(11) Determine if
the hospital will sustain life-supporting care for the immediate future while
the PCSA's assessment/investigation is conducted, if applicable.
(12) Identify the
treatment or sustenance being provided to the disabled infant, if applicable.
(13) Determine if
there is consensus regarding the medical diagnoses among the treatment team.
(14) Document and
identify if there were/have been any differing opinions among the treatment
team.
(15) Document the
names of all medical consultants involved including their
qualifications/credentials.
(16) Determine which
members of the treatment team discussed the case with the parent, guardian, or
custodian.
(17) Determine if a
hospital review process occurred.
(a) If applicable,
document the review process.
(b) If applicable,
document the recommendations.
(L) The PCSA shall
conduct and document all face-to-face interviews with the alleged perpetrator,
unless law enforcement or the county prosecutor or medical consultant will
interview the alleged perpetrator pursuant to the procedures delineated in the
county child abuse and neglect memorandum of understanding, in order to assess
his or her knowledge of the allegation.
(M) The PCSA shall
advise the alleged perpetrator of the allegations made against him or her at
the time of the initial contact. The initial contact between the PCSA and the
alleged perpetrator of the report includes the first face-to-face or telephone
contact, whichever occurs first, if information is gathered as part of the
assessment/investigation process.
(N) The PCSA shall
conduct and document face-to-face or telephone interviews with any person identified
as a possible source of information during the assessment/investigation to
obtain relevant information regarding the safety of and risk to the child. The
PCSA shall exercise discretion in the selection of collateral sources to
protect the privacy of the principals of the report.
(O) The PCSA shall
complete the report disposition and arrive at a final case decision by
completing the JFS 01400 "Comprehensive Assessment Planning Model - I.S.,
Family Assessment" (rev. 7/2006) no later than forty-five days from the
date the PCSA screened in the referral as a child abuse and/or neglect report.
The PCSA may extend the time frame by a maximum of fifteen days if information
needed to determine the report disposition and final case decision cannot be
obtained within forty-five days and the reasons are documented in the case
record pursuant to rule 5101:2-36-11 of the Administrative Code.
(P) The PCSA shall
not waive the completion of the report disposition.
(Q) The PCSA shall
have an interpreter present for all interviews if the PCSA has determined that
a principal of the report has a language or any other impairment that causes a
barrier in communication, including but not limited to a principal of the
report who is deaf or hearing impaired, limited English proficiency or is
developmentally delayed.
(R) Within two
working days of completion of the assessment/investigation, the PCSA shall
notify the alleged perpetrator in writing of the report disposition and the
right to appeal the disposition pursuant to rule 5101:2-33-20 of the
Administrative Code.
(S) Within two
working days from the date of the completion of the report disposition, the
PCSA shall notify the disabled infant's parent(s) in writing of the report
disposition and case decision.
(T) No later than
three working days from the date of the completion of the report disposition,
the PCSA shall provide written notification of the report disposition to the
following entities, as applicable, in accordance with rules 5101:2-33-21 and
5101:2-36-12 of the Administrative Code.
(1) Administrator,
director, or other chief administrator of the health care facility.
(2) The owner or
governing board of the health care facility.
(3) The
appropriate licensing and supervising authorities of the health care facility.
(U) The PCSA shall
notify law enforcement if it is determined that the attending physician failed
to provide medically indicated treatment or failed to inform the disabled
infant's parent, guardian, or custodian of the available treatment options.
(V) The PCSA shall
maintain all materials obtained as a result of the assessment/investigation in
the case record.
Effective: 6/17/2018
Five Year Review (FYR) Dates: 5/24/2017 and 06/17/2023
Certification: CERTIFIED ELECTRONICALLY
Date: 05/17/2018
Promulgated Under: 119.03
Statutory Authority: 2151.421
Rule Amplifies: 2151.421
Prior Effective Dates: 4/1/86 (Emer.), 6/19/86 (Emer.), 8/1/86,
1/1/89, 10/1/95, 1/1/00, 4/1/01, 3/01/06, 10/01/09, 3/1/14